Triple Bottom-Line Compliance: How To Deliver Protection, Productivity, and Impact - Hardcover

Haddock, Beth

Hardcover

ISBN 10: 159932945X ISBN 13: 9781599329451

Publisher: Advantage Media Group, 2018

Synopsis

Classic Compliance Meets Conscious Compliance

“A must-read for compliance professionals. Eight strategies for success
at every level with the added benefit of strengthening the culture and
value of the compliance profession.”
LISA CROSSLEY, EXECUTIVE DIRECTOR,
THE NATIONAL SOCIETY OF COMPLIANCE PROFESSIONALS

Collectively, Compliance officers protect our economy by increasing
market transparency and guarding customer interests. Individually,
they can stabilize, propel, or even enable the downfall of the
organization that employs them. What power! Yet Compliance
officers face a host of issues limiting their influence. There is a narrow
perception of the value of Compliance to an organization, and a
misunderstanding of the inherent conflicts of interest Compliance
officers wrestle with daily.
Triple Bottom-Line Compliance shows you―the Compliance
officer―how to deliver protection, productivity, and impact in
your organization. It shares strategies for delivering a new
type of Compliance system that not only defends and protects an
organization, but also proactively helps it perform better.
A Compliance officer is not just protecting the organization
and mitigating regulatory risk as a gatekeeper, but is also
helping the organization realize its full value―whether it’s
measured in profitability, growth, stability, credibility, or fulfillment
of its mission. In this book, author Beth Haddock will teach you
how to focus on business interests, behavioral incentives, and the
importance of relationships in order to both sustain and grow and
your organization.

About this title

About the Author:

BETH HADDOCK, CEO and founder of Warburton Advisers, provides governance and Compliance solutions to leading international corporations, technology companies, and non-profits, leveraging a counter-intuitive, positive approach that provides protection for her clients while inspiring employees and delivering bottom-line results. With over two decades of experience with some of the world’s biggest financial services companies―AXA, Brown Brothers Harriman, and Guggenheim Investments― Beth works to promote governance delivering operational efficiencies, employee engagement, solid Compliance, and business ethics. She serves as trustee and corporate secretary of the Brooklyn Music School board, and is a FINRA arbitrator and an adjunct professor. Beth also frequently speaks at industry events such as the National Society of Compliance Professionals, Regulatory Compliance Association, Social Capital Markets Conference, and GAIMOps. For more information, please refer to www.warburtonadvisers.com.

About this edition

• Publisher: Advantage Media Group
• Publication date: 2018
• ISBN 10: 159932945X
• ISBN 13: 9781599329451
• Binding: Hardcover
• Number of pages: 136